1. in margin trading, the preparatory work should be done before?
investors to the Securities corporate finance, short selling, should in accordance with the “Pilot Securities Margin Trading Regulations” and other relevant provisions of margin trading and securities companies have signed contracts and the risks of margin trading book reveals and entrusted securities company to open its securities account credit to commercial banks, securities firms designated funds for opening a credit account.
under the “Pilot Securities Margin Trading Regulations” requirement, investors can only select a securities margin signed contract can only be entrusted to the securities in a stock market opened for its a credit securities account.
2. Investors for opening a securities account credit What are the basic conditions should be met?
should meet the following conditions: (1) investors to apply for credit accounts opened before the holders of ordinary securities accounts should have been, and has been in the securities of companies engaged in securities trading for six months or more than six months.
(2) Investors applying for credit securities account opened to provide the name and identity documents should be consistent with its ordinary securities account.
(3) through the securities company’s customer credit program, in line with the conditions prescribed by securities companies.
3. Investors How to open a credit securities account?
(1) investors to the security company account application;
(2) securities companies handle customer credit;
(3) securities companies and investment Margin contracts were signed;
(4) securities companies to send to the securities registration and settlement institution with an application number;
(5) securities registration and settlement institution to meet the requirements with application No. be assigned numbers;
(6) Corporation received a credit securities account number Account card credit securities after the printing and delivery to investors.
4. Investors to finance the purchase of securities is there a limit?
investors to buy securities in the financing required to meet at least the following four conditions:
(1) securities company has sufficient funds available to finance a;
(2) investors in this financing with the financing of financial balance does not exceed the cumulative credit line;
(3) species belonging to the financing to buy the underlying securities;
(4) investors in the implementation of the transaction does not exceed the time required margin deposit account available balance.
5. Is there a limit investors to sell short selling?
margin investors to sell, you need to meet at least the following four conditions:
(1) Securities companies have enough securities available to melt out;
(2) investors with the cumulative amount of this margin margin balance does not exceed the credit limit;
(3) investors in the implementation of the transaction does not exceed the time required to deposit margin account available balance;
(4) commissioned by the provisions of the declaration of stock prices to meet the price requirements.
6. Investors how to pay margin?
the way to repay the margin the following two:
(1) sell securities through the stock exchange to repay the financing proceeds and interest payments;
(2) direct payments. Investors deposited to the credit and financing capital account plus accrued interest amount equal to cash, securities companies trading system through the payment instructions to declare the financing to repay the financing and interest payments.
be pointed out that investors sell the securities from the securities account of credit funds, other financial debt repayment priority.
7. Investors how to pay margin debt?
short selling bonds to repay the following two ways: (1) buy securities also coupons. Through the declaration of “buy coupon coupons also” instructions, buy the same variety with the short selling of securities after the securities in the settlement to repay the securities loan securities. Customers also buy a voucher shall not exceed the number of securities margin reporting the number of shares +100 (copies).
(2) direct return coupons. Client securities account to the credit from the ordinary into the securities account with short selling of securities or directly with the variety of securities account with a credit buying and short selling of securities with the species, the report by securities firm trading system is also directly coupon instructions. Securities registration and settlement agencies in accordance with instructions from the customer credit transactions of the securities-backed securities account transfer to the professional securities margin trading account securities companies and investors to maintain the appropriate securities account of the details of credit data.
I want to correcting】 【Editor: Xiao Xiaorelated to hot words: margin investment
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